Compliance Analyst (Level 2 Controller-CTL) Bucharest

Compliance Analyst (Level 2 Controller-CTL)
Bucureşti
Bucharest, Bucharest, Romania

Compliance Analyst (Level 2 Controller-CTL)

Responsibilities

The Compliance Analyst within Second Level Controls is a transversal role covering control testing for Société Générale entities across geographical locations (high level of seniority). The role requires
- depth knowledge of control framework and understanding the compliance controls.

Specifically, you will be required to:

• Identify key business changes through stakeholder connects and assess key risks for the perimeter concerned as directed by the Compliance CTL (Second Level Control) Manager;

• Participate in assessment of existing controls as per the defined control plan and the direction of the Compliance CTL management: assess the design and the execution of each existing formalized controls on schedule and in accordance with CTL standards and methodology;

• Maintain a detailed and updated working knowledge of various laws and regulations, , FCA (Financial Conduct Authority), SFC (Securities and Futures Commission), HKMA (Hong Kong Monetary Authority), MAS (Monetary Authority of Singapore) rules and regulations;

• Ensure identified gaps are debriefed to relevant stake holders, corrective action plans agreed and restitution reports are published;

• Regular of knowledge on internal incidents, external enforcement and regulatory developments.

Profile required

Good to have: exposure to Audit, Quality check or Controls;

• Fair knowledge of Compliance risks in the global banking environment. This may include the risks related to: AML Embargos & Sanctions (OFAC), KYC and client due diligence activities, Laws and regulations related to Anti-Bribery and Corruption;

• Mi
FID (Markets in Financial Instruments Directive), FCA (Financial Conduct Authority – Financial Markets UK Regulator), CASS (Financial Conduct Authority - Client Assets Sourcebook and other applicable client protection laws and regulations;

• Fluent command over French and English language with excellent report writing and presentation skills;

Why join us

SG GSC is a Great Place to Work certified company. Here, you will find a flexible workplace and culture, autonomy, constant learning opportunities, dynamism, and talented people, making this experience a real career accelerator. You will also discover all the diversity of our businesses, in a sector that is constantly evolving and innovating.

If you feel like ambitiously pursuing your goals, then you have come to the right place.

Plus, you will enjoy all our benefits: